Startup Business
Who are you?
You're embarking on a new venture and seeking support to design, implement, and manage your comprehensive Compliance Program, tailored to meet your partners' requirements. Compliance represents one of the final barriers to launch, playing a critical role in ensuring a safe and successful start, as well as sustained growth.
How we can help you
As a startup business, you require step-by-step guidance and support on the regulatory and bank partner requirements tied to your business operations.
If you’re looking for a one-stop-shop partner to design, implement, and manage your compliance program until you're ready to take over, look no further. StrategyBRIX, fulfilling your compliance needs A-Z.
MSB & Licensing Requirements
Manage your MSB Licensing and Registration process
Employee
Training
Provide access to our Compliance training platform and deliver training to your operations teams
Compliance Representation
Act as your Compliance Team by bringing Compliance and Operations experts
Independent
Review
Perform an Independent Assessment of Compliance Program
Bank
Partnership
Manage Bank Sponsor requirements and processes to secure your Partnership
Policies and Procedures
Draft AML/BSA, KYC/CDD, Transaction Monitoring, Sanctions, and other Compliance Policies and Procedures
Program Implementations
Implement your Compliance Program in line with your Policies and Procedures
Technology implementation
Support the implementation of Onboarding, Transaction Monitoring, and Sanctions systems
Credentials
Background and Scope
Our client engaged StrategyBRIX to obtain their banking partnership process and operationalize and manage their financial Compliance program in line with their existing policies and procedures.
Outcome
Successfully obtained the bank partnership, implemented a comprehensive Compliance program, and managed all day-to-day financial crime Operations and Compliance activities for our client.
External Stakeholders
Managed the bank partnership process and requests to help develop and / or maintain the relationship with the partner.
Alert Review
Reviewed alerts generated by the Transaction Monitoring and Sanctions Screening systems.
Program Implementation
Operationalized and currently managing the Financial Crime policies and procedures. Including bringing Compliance technology implementation.
KYB/KYC review
Providing KYC/KYB support for new customers including information collection, due diligence, and risk rating.
Go to Market Support
Provided compliance expertise on target state Products and Services as our client evolved its business.
Training
Conducted employee and board BSA/AML and Sanctions training to meet regulatory and partner requirements.
CONTACT
Give your business the tailored financial crime support it deserves.