NYDFS Part 504 Master Class
Stay ahead of the compliance curve!
Master numerous expert-tested strategies to overcome regulatory challenges and scrutinies with the following:
-
Regulatory Expectations
-
NYDFS Part 504 Framework
-
Typical Challenges
-
Certification Methodology
-
Expected Evidence to Support Each Requirement
-
Expert Q&A
Write to us at hello@strategybrix.com for more details.
Jas has over 20 years of regulatory and technological experience in the compliance space. Before StrategyBRIX, Jas was the Head of Financial Crimes and Compliance at leading fintechs, including Stripe and Airwallex.
Jas built and led PwC’s Financial Crimes (Fintech) practice across the US West Coast and supported fintechs and sponsor banks to implement and scale their financial crime Program.
Jas Randhawa
Managing Partner
Jim Prevot
Jim has over 10 years of experience in building financial crime programs globally across banks and fintechs. This is where his expertise lies, along with designing strategies, processes, technologies and teams for fast-paced financial services clients.
Jim is a career consultant and prior to StrategyBRIX, he led various teams, functions and projects at PwC and at Quantexa. Jim is also a Certified Anti-Money Laundering Specialist (CAMS).
.jpg)
Managing Director
About StrategyBRIX
Founded by compliance, technology, and fintech experts, StrategyBRIX is a consulting firm dedicated to supporting Fintechs, BaaS Providers, and Bank Sponsors in their compliance transformation journeys.
Traditional bank compliance often adopts a conservative risk philosophy, emphasizing problems rather than solutions. At StrategyBRIX, we prioritize offering solutions to every challenge while maintaining effective risk management and fostering innovation.
Whether you've been in business for decades, months, or in the process of building one, we have the solutions and expertise to meet all your Compliance needs.